Brokerage & Clearance

SunGard is dedicated to the efficient processing of global securities and derivatives. SunGard Brokerage & Clearance solutions support the middle- and back-office functions for trade processing, clearance and settlement, data management, tax reporting, and accounting, helping broker dealers, banks, futures commission merchants, and asset managers streamline operations, control risk and manage cost. SunGard provides centralized transactional databases, supports cross-asset business functions and offers consolidated views of accounts and risk management to more efficiently and effectively manage risk and support decision making across the enterprise.

SunGard Brokerage & Clearance solutions:

  • Process more than five million transactions a day on Stream Phase3
  • Serve six of the ten largest banks and thrift-holding companies through Stream InTrader
  • Manage mission-critical time series data for eight of the world’s 15 largest central banks and eleven of the world’s 20 largest commercial banks through Fame
  • Support listed derivative transactions on 90 exchanges worldwide through Stream GMI

 

If Your Role Is… And Your Needs Are… View These Products
Asset Manager
  • Real-time, consolidated views and a single point of entry for managing your post-trade activity across your counterparties
  • Definition and implementation of quantitative strategies
  • Real-time data for monitoring stock market movements
  • Real-time and historical data for quantitative analysis, back testing and financial modeling
  • Flexible reporting, robust amortization methods and extensive security coverage
  • Trade comparison, reconciliation, clearance and settlement
Broker-Dealer
  • Real-time, consolidated views and a single point of entry for managing your post-trade activity across your counterparties
  • Real-time pricing for order management systems
  • Management, clearance, and settlement of treasury activities and investment portfolios
  • Intra-day margin calculations and real-time alerts on customer accounts
  • Real-time, multi-asset, order-to-settlement securities processing
  • Trade comparison, reconciliation, clearance and settlement
Central Bank Manager
  • Database management for storing time series data
  • Real-time treasury and rate data
Custodian
  • Market and historical data storage and management
  • Real-time, multi-asset, order-to-settlement securities processing
  • Trade comparison, reconciliation, clearance and settlement
  • Information and risk management
Data Manager
  • Market and historical data storage and management
  • Real-time, global data
  • Consolidated and cleansed reference data and enterprise data management
Fund Administrator
  • Real-time, consolidated views and a single point of entry for managing your post-trade activity across your counterparties
  • Market and historical data storage and management
Futures Clearer
  • Real-time, consolidated views and a single point of entry for managing your post-trade activity across your counterparties
  • Back-office clearing and accounting
  • Intra-day margin calculations and real-time alerts
  • Trade comparison, reconciliation, clearance and settlement
Hedge Fund Manager
  • Real-time, consolidated views and a single point of entry for managing your post-trade activity across your counterparties
  • Definition and implementation of quantitative strategies
Institutional Broker
  • Real-time, consolidated views and a single point of entry for managing your post-trade activity across your counterparties
  • Real-time pricing for order management systems
  • Back-office clearing and accounting of derivatives
  • Real-time margin exposure management
  • Real-time, multi-asset, order-to-settlement securities processing
  • Trade comparison, reconciliation, clearance and settlement
Investment Advisor
  • Market and historical data storage and management
  • Real-time, multi-asset order-to-settlement securities processing
  • Tax information reporting
Manager
  • YTD/MTD P&L summary, historical analyses, commissions
Operations Manager
  • Real-time, consolidated views and a single point of entry for managing your post-trade activity across your counterparties
  • Market and historical data storage and management
  • Position recordkeeping and reconciliation reports
  • Online management, clearance, settlement and custody of treasury activities and investment portfolios
  • Real-time, multi-asset order-to-settlement securities processing
  • Debt accounting and recordkeeping
  • Stock transfer and related registrar services
Paying Agent
  • Debt accounting and recordkeeping
  • Stock transfer and related registrar services
  • Fee and expense billing and revenue management
Prime Broker
  • Monitoring customers' activity, margin credit risk and total equity
Quantitative Analyst
  • Powerful models
  • Real-time and historical pricing and data for backtesting
Registrar
  • Debt accounting and recordkeeping
  • Stock transfer and related registrar services
  • Fee and expense billing and revenue management
Retail Broker
  • Quantitative modeling
  • Real-time pricing for order management systems
  • Back-office clearing and accounting of derivatives
  • Margin exposure management
  • Real-time, multi-asset order-to-settlement securities processing
  • Tax information reporting
Risk Manager
  • Market and historical data storage and management
  • Real-time and historical data for quantitative analysis, backtesting and financial modeling
  • Consolidated and cleansed reference data
Salesperson
  • Paperless trading of treasury activities and investment portfolios
  • Self-service calculations for dealing with margin accounts
Securities Finance Professional
  • Accounting, margin and dividend reports
  • Real-time, multi-asset order-to-settlement securities processing
Trader
  • Market and historical data storage and management
  • Real-time, global data
  • Paperless trading of treasury activities and investment portfolios
  • Analysis of margin exposures
Transfer Agent, Corporate Trust Agent
  • Transfer agency
  • Shareholder record keeping
  • Shareholder reporting
Trustee
  • Debt accounting and recordkeeping
  • Stock transfer and related registrar services
  • Fee and expense billing and revenue management
Product Description
Cliq A post-trade derivatives utility that connects the buy-side and sell-side, Cliq™ provides Web-based access to consolidated, real-time information and acts as a single point of entry for a variety of activities including allocation, margin and reconciliation.
Fame A front-to-back market data and historical database solution for storing and managing real-time and high-volume time-series data.
Stream Gateways A set of software to help streamline your connections with exchanges, custodians, depositories and clearing institutions.
Stream GMI A back-office clearing and accounting software solution for the global, listed derivatives marketplace.
Stream InTrader An integrated portfolio management, funding, trading and safekeeping solution for U.S. banks, thrifts and credit unions.
Stream Phase3 A real-time, order-to-settlement securities processing system for broker-dealers, ECNs and correspondent clearing firms delivered in an ASP environment.
Stream Securities Transfer Applications designed to help service and maintain the books of records and settlement requirements for the corporate trust, stock transfer and equity compensation industries.
Stream Wall Street Concepts A group of services providing tax information reporting solutions to the U.S. financial industry.
StreamCore A collection of services that consolidate data from across the enterprise to help you solve real business problems.